Statement of David R. Legates to the Committee on Environment and Public Works
United States
Senate, March 13, 2002
Distinguished Senators,
panelists, and members of the audience:
I would like
to thank the Committee for inviting my commentary on this important topic of
climate history and its implications. My name
is David R. Legates and I am an Associate Professor and Director of the Center
for Climatic Research at the University of Delaware in Newark, Delaware. My research interests have focused on hydroclimatology
– the study of water in the atmosphere and on the land – and on the application
of statistical methods in climatological research.
I am familiar with the
testimony presented here by Dr. Soon. I
agree with his statements and I will not reiterate his arguments. My contributions to Dr. Soon’s research
stemmed from my grappling with the apparent tautology between the long-standing
historical record and the time-series recently presented by Dr. Mann and his
colleagues. It also stems from my own
experiences in compiling and merging global estimates of air temperature and
precipitation from a variety of disparate sources.
My Ph.D. dissertation resulted
in the compilation of high-resolution climatologies of global air temperature
and precipitation. From that
experience, I have become acutely aware of the issues associated with merging
data from a variety of sources and containing various biases and
uncertainties. By its very nature,
climatological data exhibit a number of spatial and temporal biases that must
be taken into account. Instrumental
records exist only for the last century or so and thus proxy records can only
be used to glean information about the climate for earlier time periods. But it must be noted that proxy records are not
observations and strong caveats must be considered when they are used. It too must be noted that observational data
are not without bias either.
The Historical Record of the
Last Millennium
Much research has described
both the written and oral histories of the climate as well as the proxy climate
records (e.g., ice cores, tree rings, and sedimentations) that have been
derived for the last millennium. It is
recognized that such records are not without their biases – for example,
historical accounts often are tainted with the preconceived beliefs and limited
experiences of explorers and historians while trees and vegetation respond not
just to air temperature fluctuations, but to the entire hydrologic cycle of
water supply (precipitation) and demand (which is, in part, driven by air
temperature). Nevertheless, such
accounts indicate that the climate of the last millennium has been
characterized by considerable variability and that extended periods of cold and
warmth existed. It has been
generally agreed that during the early periods of the last millennium, air
temperatures were warmer and that temperatures became cooler toward the middle
of the millennium. This gave rise
to the terms the “Medieval Warm Period” and the “Little Ice Age”,
respectively. However, as these periods
were not always consistently warm or cold nor were the extremes geographically
commensurate in time, such terms must be used with care.
A Biased Record Presented by the IPCC and National Assessment
In a change from its earlier
report, however, the Third Assessment Report of the Intergovernmental Panel on
Climate Change (IPCC), and now the US National Assessment of Climate Change,
both indicate that hemispheric or global air temperatures followed a curve
developed by Dr. Mann and his colleagues in 1999. This curve exhibits two notable features. First is a relatively flat and somewhat
decreasing trend in air temperature that extends from 1000AD to about 1900AD
and is associated with a relatively high degree of uncertainty. This is followed by an abrupt rise in air
temperature during the 1900s that culminates in 1998 with the highest
temperature on the graph. Virtually no
uncertainty is shown for the data of the last century. The conclusion reached by the IPCC and the
National Assessment is that the 1990s are the warmest decade with 1998 being
the warmest year of the last millennium.
Despite the large uncertainty,
the surprising lack of variability in the record gives the impression that
climate remained relatively unchanged through most of the last millennium – at
least until human influences began to cause an abrupt increase in temperatures
during the last century. Interestingly,
Mann et al. replace the proxy data for the 1900s by the instrumental
record and no uncertainty characterization is provided. This too yields a false impression that
the instrumental record is consistent with the proxy data and that it is ‘error
free’. It is neither. The instrumental record contains numerous
uncertainties, resulting from a lack of coverage over the world’s oceans, an
under-representation of mountainous and polar regions as well as
under-developed nations, and the presence of urbanization effects resulting
from the growth of cities. Even if a
modest uncertainty of a ±0.1°C were imposed on the
instrumental record, the claim of the 1990s being the warmest decade would
immediately become questionable, as the uncertainty window would overlap with
the uncertainty associated with earlier time periods. Note that if the satellite temperature record – where little
warming has been observed over the last twenty years – had been inserted
instead of the instrumental record, it would be impossible to argue that the
1990s are the warmest decade.
Rationale for the Soon et al. Investigation
So we were left to question why
the Mann et al. curve seems to be at variance with the previous
historical characterization of climatic variability. Investigating more than several hundred studies that have
developed proxy records, we came to the conclusion that nearly all of these
records show considerable fluctuations in air temperature over the last
millennium. Please note that we did not
reanalyze the proxy data – the original analysis from the various
researchers was left intact. Most
records show the coldest period is commensurate with at least a portion of what
is termed the “Little Ice Age” and the warmest conditions are concomitant with
at least a portion of what is termed the “Medieval Warm Period”.
But our conclusion is entirely
consistent with conclusions reached by Drs. Bradley and Jones that not all
locations on the globe experienced cold or warm conditions simultaneously. Moreover, we chose not to
append the instrumental record, but to compare apples-with-apples and determine
if the proxy records themselves indeed confirm the claim of the 1990s
being the warmest decade of the last millennium. That claim is not borne out by the individual proxy
records.
However, the IPCC report, in
the chapter with Dr. Mann as a lead author and his colleagues as contributing
authors, also concludes that research by Drs. Mann, Jones, and their
colleagues “support the idea that the 15th
to 19th centuries were the coldest of the millennium over the
Northern Hemisphere overall.” Moreover,
the IPCC report also concludes that the Mann and Jones research “show[s]
temperatures from the 11th to 14th centuries to be about 0.2°C warmer than those from the 15th
to 19th centuries.” This
again is entirely consistent with our findings. Where we differ with Dr. Mann and his colleagues is in their
construction of the hemispheric averaged time-series, their assertion that the
1990s are the warmest decade of the last millennium, and that human influences
appear to be the only significant factor on globally averaged air temperature. Reasons why the Mann et al. curve
fails to retain the fidelity of the individual proxy records are detailed
statistical issues into which I will not delve. But our real difference of opinion focuses solely on the Mann et
al. curve and how we have concluded it misrepresents the individual proxy
records. In a very real sense, this
is an important issue that scientists must address before the
Mann et al. curve is taken as fact.
Our work has been met with much
consternation from a variety of sources and we welcome healthy scientific
debate. After all, it is disagreements
among scientists that often lead to new theories and discoveries. However, I am aware that the editors of the
two journals that published the Soon et al. articles have been vilified
and the discussion has even gone so far as to suggest that Drs. Soon and
Baliunas be barred from publishing in the journal Climate Research. Such tactics have no place in scientific
debate and they inhibit the free exchange of ideas that is the hallmark of
scientific inquiry.
Climate is More Than Mean Global Air Temperature
In closing, let me state that climate is more than simply
annually-averaged global air temperature.
Too much focus has been placed on divining air temperature time-series
and such emphasis obscures the true issue in understanding climate change and
variability. If we are truly to
understand climate and its impacts and driving forces, we must push beyond the
tendency to distill it to a single annual number. Proxy records, which provide our only possible link to the past,
are incomplete at best. But when these
records are carefully and individually examined, one reaches the conclusion
that climate variability has been a natural occurrence, and especially so
over the last millennium. And given
the uncertainties in the proxy and instrumental records, an assertion of any
decade as being the warmest in the last millennium is premature.
I’m sorry that a discussion
that is best conducted among scientists has made its way to a United States
Senate committee. But hopefully a
healthy scientific debate will not be compromised and we can push on towards a
better understanding of climate change.
I again thank you for the
privilege of speaking before you today.
DAVID R. LEGATES, Ph.D, C.C.M July 2003
Home Address: 111 Dawn Drive, Middletown DE 19709
Campus Address: Center for Climatic Research, University of Delaware, Newark DE 19716
Telephone/Fax: (302) 831-4920 (302) 831-6654 (Fax)
Electronic Mail: legates@udel.edu
Research Interests
Climatology Computational Methods
Hydroclimatology/Surface Water Hydrology Statistical/Numerical Methods
Precipitation and Climate Change Spatial Analysis and Spatial Statistics
Global and Regional Climatology Digital/Numerical Cartography
Education
Ph.D. Climatology, University of Delaware, Newark, Delaware. Received: August 1988.
Dissertation: A Climatology of Global Precipitation.
M.S. Climatology/Geography, University of Delaware, Newark, Delaware. Received: June 1985.
Thesis: Interpolation of Point Values from Isarithms
B.A. Mathematics and Geography (Double Major), University of Delaware, Newark, Delaware.
Received: June 1982. Graduated: Cum Laude.
Professional Experience
1999– Associate Professor, University of Delaware, Newark, Delaware.
(2001–present: Director, Center for Climatic Research)
1998–1999 Associate Professor, Louisiana State University, Baton Rouge, Louisiana.
1998–1999 Research Scientist, Southern Regional Climate Center, Baton Rouge, Louisiana.
1994–1997 Associate Professor, University of Oklahoma, Norman, Oklahoma.
1995–1997 Chief Research Scientist, Center for Computational Geosciences, Norman, Oklahoma.
1995–1996 Visiting Associate Professor, University of Virginia, Charlottesville, Virginia.
1988–1994 Assistant Professor, University of Oklahoma, Norman, Oklahoma.
1991 Visiting Research Scientist, National Climatic Data Center, Asheville, North Carolina.
I have given more than 75 professional presentations and published more than 30 non-refereed articles.
Selected Publications
Mahmood, R., Meo, M., Legates, D.R., and Morrissey, M.L. (2003). The CERES-Rice model based estimates of potential monsoon season rainfed rice productivity in Bangladesh. The Professional Geographer, forthcoming.
Soon, W., Baliunas, S., Idso, C., Idso, S.,
and Legates, D.R. (2003):
Reconstructing climatic and environmental changes of the past 1000
years: A reappraisal. Energy and
Environment, 14:233-296.
Jakubauskas, M.E., and D.R. Legates (2002). Crop Identification Using Harmonic Analysis of Time- Series AVHRR NDVI Data. Computers and Electronics in Agriculture, 37(1-3):127-139.
Jakubauskas, M.E., D.L. Peterson, J.H. Kastens, and D.R. Legates (2002). Time Series Remote Sensing of Landscape-Vegetation Interactions in the Southern Great Plains. Photogrammetric Engineering and Remote Sensing, 68(10):1021–1030.
Legates, D.R. (2000). Real-Time Calibration of Radar Precipitation Estimates. The Professional Geographer, 52(2):235–246.
Legates, D.R. (2000). Remote Sensing in Hydroclimatology: An Introduction to a Focus Section of The Professional Geographer. The Professional Geographer, 52(2):233–234.
Legates, D.R., and G.J. McCabe, Jr. (1999). Evaluating the Use of “Goodness of Fit” Measures in Hydrologic and Hydroclimatic Model Validation. Water Resources Research, 35(1):233–241.
Davis, R.E., M.B. Lowit, P.C. Knappenberger, and D.R. Legates (1999). A Climatology of Snowfall- Temperature Relationships in Canada. Journal of Geophysical Research, 104(D10): 11,985–11,994.
Legates, D.R., K.R. Nixon, T.D. Stockdale, and G.E. Quelch (1998). Use of the WSR-88D Weather Radars in Rangeland Management. Specialty Conference on Rangeland Management and Water Resources, American Water Resources Association, 55–64.
Legates, D.R., and R.E. Davis (1997). The Continuing Search for an Anthropogenic Climate Change Signal: Limitations of Correlation-based Approaches. Geophysical Research Letters, 24(18):2319–2322.
Legates, D.R. (1997). Comments on “Global and Terrestrial Precipitation: A Comparative Assessment of Existing Climatologies” — A Reply. International Journal of Climatology, 17:779–783.
Legates, D.R., K.R. Nixon, T.D. Stockdale, and G.E. Quelch (1996). Soil Water Management Using a Water Resource Decision Support System and Calibrated WSR-88D Precipitation Estimates. Symposium on GIS and Water Resources, American Water Resources Association, 427–435.
Janowiak, J.E., P.A. Arkin, P. Xie, M.L. Morrissey, and D.R. Legates (1995). An Examination of the East Pacific ITCZ Rainfall Distribution. Journal of Climate, 8(11):2810–2823.
Legates, D.R. (1995). Global and Terrestrial Precipitation: A Comparative Assessment of Existing Climatologies. International Journal of Climatology, 15:237–258.
Groisman, P.Ya., and D.R. Legates (1995). Documenting and Detecting Long-Term Precipitation Trends: Where We Are and What Should be Done. Climatic Change, 31:601–622.
Legates, D.R., T.L. DeLiberty, and J.M. Salisbury (1994). Implications of Doubled Trace Gas Concentrations on Summer Precipitation Variability in the Southern Great Plains. Symposium on the Effects of Human-Induced Changes on Hydrologic Systems, American Water Resources Association, 755–762.
Groisman, P.Ya., and D.R. Legates (1994). Accuracy of Historical United States Precipitation Data. Bulletin of the American Meteorological Society, 75(2):215–227.
Legates, D.R. (1993). The Effect of Domain Shape on Principal Components Analyses: A Reply. International Journal of Climatology, 13:219–228.
Legates, D.R., and T.L. DeLiberty (1993). Measurement Biases in the United States Raingage Network. Symposium on Geographic Information Systems and Water Resources, American Water Resources Association, 547–557.
Legates, D.R., and T.L. DeLiberty (1993). Precipitation Measurement Biases in the United States. Water Resources Bulletin, 29(5), 855–861.
Willmott, C.J., and D.R. Legates (1993). A Comparison of GCM-Simulated and Observed Mean January and July Global Surface Air Temperature. Journal of Climate, 6:274–291.
Legates, D.R., and J.R. Mather (1992). An Evaluation of the Average Annual Global Water Balance. Geographical Review, 82:253–267.
Legates, D.R., and C.J. Willmott (1992). A Comparison of GCM-Simulated and Observed Mean January and July Precipitation. Global and Planetary Change, 97:345–363.
McCabe, G.J., Jr., and D.R. Legates (1992). General Circulation Model Simulations of Winter and Summer Sea-Level Pressures Over North America. International Journal of Climatology, 12:815–827.